Alleged lack of competence: clarification of FCA decision | Practical Law

Alleged lack of competence: clarification of FCA decision | Practical Law

The Upper Tribunal has issued a supplemental judgment to clarify its original decision in relation to the alleged misconduct and financial penalty to be imposed on a director of a small financial institution.

Alleged lack of competence: clarification of FCA decision

Practical Law UK Articles 9-619-7005 (Approx. 3 pages)

Alleged lack of competence: clarification of FCA decision

by Allen & Overy LLP
Published on 29 Oct 2015 • United Kingdom
The Upper Tribunal has issued a supplemental judgment to clarify its original decision in relation to the alleged misconduct and financial penalty to be imposed on a director of a small financial institution.