Senior managers’ regime: FCA consultation | Practical Law

Senior managers’ regime: FCA consultation | Practical Law

The Financial Conduct Authority is consulting on its proposed approach to determining whether a senior manager has taken reasonable steps to avoid a breach of regulatory requirements from occurring or continuing.

Senior managers’ regime: FCA consultation

Practical Law UK Articles 7-634-9081 (Approx. 3 pages)

Senior managers’ regime: FCA consultation

by Allen & Overy LLP
Published on 27 Oct 2016United Kingdom
The Financial Conduct Authority is consulting on its proposed approach to determining whether a senior manager has taken reasonable steps to avoid a breach of regulatory requirements from occurring or continuing.