MiFID II knowledge and competence assessment: ESMA guidelines | Practical Law

MiFID II knowledge and competence assessment: ESMA guidelines | Practical Law

The European Securities and Markets Authority has published guidelines for the assessment of knowledge and competence under the MiFID II Directive (2014/65/EU).

MiFID II knowledge and competence assessment: ESMA guidelines

Practical Law UK Articles 7-622-1676 (Approx. 2 pages)

MiFID II knowledge and competence assessment: ESMA guidelines

by Slaughter and May and Practical Law Financial Services and Practical Law Corporate
Published on 28 Jan 2016 • European Union, United Kingdom
The European Securities and Markets Authority has published guidelines for the assessment of knowledge and competence under the MiFID II Directive (2014/65/EU).