Enter to open, tab to navigate, enter to select
Systems and controls failings: FCA fine
Practical Law UK Articles 7-622-1558 (Approx. 3 pages)
Systems and controls failings: FCA fine
by Allen & Overy LLP
| Published on 28 Jan 2016 • United Kingdom |
The Financial Conduct Authority has fined an asset management firm £6,038,504 for systems and controls failings.