Asset management and market abuse: FCA thematic review | Practical Law
The Financial Conduct Authority has published a thematic review report on how asset management firms control the risk of committing market abuse.
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Asset management and market abuse: FCA thematic review
Practical Law UK Articles 6-605-5125
(Approx. 3 pages)
Asset management and market abuse: FCA thematic review
by Slaughter and May and Practical Law Financial Services and Practical Law Corporate
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Published on 26 Mar 2015
•
United Kingdom
The Financial Conduct Authority has published a thematic review report on how asset management firms control the risk of committing market abuse.