MiFID II knowledge and competence assessment: ESMA consultation | Practical Law
https://content.next.westlaw.com/practical-law/document/I9825d40f03c311e598db8b09b4f043e0/MiFID-II-knowledge-and-competence-assessment-ESMA-consultation?viewType=FullText&transitionType=Default&contextData=(sc.Default)
The European Securities and Markets Authority is consulting on draft guidelines for the assessment of knowledge and competence under the MiFID II Directive (2014/65/EU).
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MiFID II knowledge and competence assessment: ESMA consultation
Practical Law UK Articles 3-614-4086
(Approx. 2 pages)
MiFID II knowledge and competence assessment: ESMA consultation
by Slaughter and May and Practical Law Financial Services and Practical Law Corporate
Related Content
Published on 28 May 2015
•
European Union,
United Kingdom
The European Securities and Markets Authority is consulting on draft guidelines for the assessment of knowledge and competence under the MiFID II Directive (
2014/65/EU
).