Failing to act with integrity: FCA fine | Practical Law

Failing to act with integrity: FCA fine | Practical Law

The Financial Conduct Authority has fined a financial adviser and prohibited her from performing any function in relation to any regulated activity for providing false information to the FCA about her professional qualifications.

Failing to act with integrity: FCA fine

Practical Law UK Articles 2-633-7938 (Approx. 3 pages)

Failing to act with integrity: FCA fine

by Allen & Overy LLP
Published on 29 Sep 2016United Kingdom
The Financial Conduct Authority has fined a financial adviser and prohibited her from performing any function in relation to any regulated activity for providing false information to the FCA about her professional qualifications.