Published on 30 Jun 2016 |
Policies for ensuring compliance with all applicable legislation and the rules and guidance issued by the Prudential Regulation Authority (PRA) and the Financial Conduct Authority (FCA) in the PRA Rulebook and the FCA Handbook. | |
Whistleblowing policy. | |
Personal account trading policy. | |
Conflicts of interest policy. | |
Complaints handling policy. | |
Market abuse policy. | |
Responsible lending policy. | |
Dealing with vulnerable customers policy. |