AIM: private censure and fine for breach of Nomad Rules | Practical Law

AIM: private censure and fine for breach of Nomad Rules | Practical Law

The London Stock Exchange has announced that a nominated adviser has been privately censured and fined £75,000 for breaching Rules 19 (liaison with the LSE) and 23 (proper procedures) of the AIM Rules for Nominated Advisers.

AIM: private censure and fine for breach of Nomad Rules

Practical Law UK Articles 0-619-7024 (Approx. 2 pages)

AIM: private censure and fine for breach of Nomad Rules

by Slaughter and May and Practical Law Financial Services and Practical Law Corporate
Published on 29 Oct 2015 • United Kingdom
The London Stock Exchange has announced that a nominated adviser has been privately censured and fined £75,000 for breaching Rules 19 (liaison with the LSE) and 23 (proper procedures) of the AIM Rules for Nominated Advisers.