CRA Regulation: ESMA fine | Practical Law

CRA Regulation: ESMA fine | Practical Law

The European Securities and Markets Authority has censured and fined DBRS Ratings Limited, a credit rating agency, for breaches of certain corporate governance, compliance and record-keeping requirements under the CRA Regulation (1060/2009/EC).

CRA Regulation: ESMA fine

Practical Law UK Articles 0-617-5357 (Approx. 2 pages)

CRA Regulation: ESMA fine

by Slaughter and May and Practical Law Financial Services and Practical Law Corporate
Published on 23 Jul 2015 • European Union, United Kingdom
The European Securities and Markets Authority has censured and fined DBRS Ratings Limited, a credit rating agency, for breaches of certain corporate governance, compliance and record-keeping requirements under the CRA Regulation (1060/2009/EC).